Tag Archive for regulations

Bank Regulations in Hong Kong

Hong Kong’s Financial Center Hong Kong is a major international financial center, comprising an integrated network of institutions and markets which provide a wide range of products and services to local and international customers and investors. Hong Kong’s financial markets…

Account Relationships with Third-Party Payment Processors

FDIC Clarifying Supervisory Approach to Institutions Establishing Account Relationships with Third-Party Payment Processors On July 28th 2014, the FDIC issued a Financial Institution Letter (FIL-41-2014) that clarifies the supervisory approach to institutions establishing account relationships with third-party payment processors. As…

Why the Bank Leverage Ratio Is Important

Mayra Rodríguez Valladares is managing principal at MRV Associates, a New York-based capital markets and financial regulatory consulting and training firm. She is also a faculty member at Financial Markets World. In speaking about the leverage ratio, an extremely important…

7 Ways to Improve Regulatory Document Management

By: Marc Murphy At a recent AML event, a speaker from a global financial institution claimed that regulatory coverage of documentation was a hugely problematic and thorny issue for his organisation. In fact, judging by the nodding heads in the audience,…