Compliance & Regs

Leveraging Big Data for Regulatory Projects

This article explores the feasibility of using Big Data Technology in the areas of Banking and Financial regulation. It examines the challenges involved in using Big Data Technology and explores the way forward. Continue reading here: Big Data For Regulatory projects…

Embracing a New Approach to KYC Client Reviews

Written By: Joe Dunphy “The need to do KYC client reviews is indisputable. However, the current approaches used to complete these are most definitely questionable.” Anti-Money Laundering (AML) and Know Your Customer (KYC) regulations dictate that financial institutions must ensure…

CCAR Stress Test Results Released on March 11, 2015.

Written by: Somanshu Jend Supervisory Review Readiness post CCAR March 2015 Results. A preliminary inspection of the CCAR Stress Test Results released by Federal Reserve Board on March 2015. Raises some questions that the BHCs management should be asking while reviewing CCAR results.…